63% of RIAs Use AI. 78% Have No Written Policy. What the SEC Now Expects in 2026
Executive Summary The SEC Division of Examinations published its fiscal year 2026 priorities on November 17, 2025. Examiners will assess whether advisers have policies and procedures adequate to monitor and supervise their AI use, and will review the accuracy of what firms say about their AI capabilities. A Charles Schwab study published January 22, 2026…